Illinois Secretary of State
The Illinois Secretary of State's Securities Department registers and regulates the following: Entities offering and selling securities, Broker-Dealers, Investment Advisers, salespersons and representatives of Dealers and Advisers, Loan Brokers, Business Brokers, and those offering Business Opportunities. If you have an inquiry or complaint regarding an investment or an individual who is offering investment opportunities or advice, you may contact the Department at 800-628-7937. The following links also provide information to assist you.
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